- Home/Publications/LLR: Financial Crime Plus
DIRECTOR OF THE SERIOUS FRAUD OFFICE v AIRLINE SERVICES LTD
[2021] Lloyd's Rep. FC Plus 1
Deferred Prosecution Agreement - Corruption - Bribery Act 2010 - Failure to prevent bribery - Adequate procedures - Agent - Conflict of interest - Internal investigation - Self-reporting - Cooperation
R v BEVAN
[2021] Lloyd's Rep. FC Plus 2
Proceeds of Crime Act 2002 - Confiscation proceedings - Appeal against determination of extent of a defendant's interest in property, section 31(4) - Determining extent of interest, section 10A – Third party rights - Equitable interests - Tainted gifts
KOMISIA ZA PROTIVODEYSTVIE NA KORUPTSIYATA I ZA OTNEMANE NA NEZAKONNO PRIDOBITOTO IMUSHTESTVO v BP, AB AND OTHERS CORPORATE COMMERCIAL BANK, IN LIQUIDATION
[2021] Lloyd's Rep. FC Plus 3
Proceeds of Crime - Asset recovery - Reference for a preliminary ruling - Judicial cooperation in criminal matters - Proceedings for the confiscation of illegally obtained assets in the absence of a criminal conviction - Directive 2014/42/EU - Scope - Framework Decision 2005/212/JHA
MIRCHANDANI v THE LORD CHANCELLOR
[2021] Lloyd's Rep. FC Plus 4
Costs - Private prosecutions - Prosecution of Offences Act 1985, section 17 - Award of prosecution costs from central funds in proceedings "in respect of an indictable offence" - Civil proceedings for the enforcement of a confiscation order obtained under the Criminal Justice Act 1988 - Whether jurisdiction to make costs order
R v LUCKHURST AND GOLDING (INTERVENOR)
[2021] Lloyd's Rep. FC Plus 5
Restraint order - Restraint - Variation - Living expenses - Legal expenses - Fees - Unsecured creditor - Proceeds of Crime Act 2002, section 41
FORTE AND VALE v R
[2021] Lloyd's Rep. FC Plus 6
Confiscation orders - Divorce - Standard of proof - Beneficial ownership - Adverse inferences
BERMINGHAM AND PALOMBO v R
[2021] Lloyd's Rep. FC Plus 7
Appeal again conviction - Euribor manipulation - Jury misconduct - Bias - Special knowledge - Jury direction re the "proper basis" for Euribor submissions - Decisions per incuriam - Conspiracy to defraud - Legal certainty unlawfulness - Legal certainty dishonesty - recklessness as to economic prejudice - Extension of time
R v FERATI
[2021] Lloyd's Rep. FC Plus 8
Fraudulent evasion of tax - Under-declaration of business profits - Relevance of quantum of under-declaration - Privilege against self-incrimination - Relevance to credibility of failure voluntarily to disclose documents
DIRECTOR OF THE SERIOUS FRAUD OFFICE v AIRBUS SE
[2021] Lloyd's Rep. FC Plus 9
Airbus - Bribery - Bribery Act 2010 - Corruption - Deferred Prosecution Agreement ("DPA") - Extraterritorial - Failure to Prevent - Financial Markets - Self Reporting - Serious Fraud Office ("SFO")
DB v COMMISSIONE NAZIONALE PER LE SOCIETÀ E LA BORSA (CONSOB), INTERVENING PARTIES: PRESIDENTE DEL CONSIGLIO DEI MINISTRI
[2021] Lloyd's Rep. FC Plus 10
Market abuse - Failure to cooperate with competent authorities - Right to remain silent
DB v COMMISSIONE NAZIONALE PER LE SOCIETÀ E LA BORSA (CONSOB), INTERVENER IN THE MAIN PROCEEDINGS: PRESIDENZA DEI CONSIGLIO DEI MINISTRI
[2021] Lloyd's Rep. FC Plus 11
Market abuse - Failure to cooperate with competent authorities - Right to remain silent
ASHBOLT AND ANOTHER v HER MAJESTY'S REVENUE AND CUSTOMS AND ANOTHER
[2021] Lloyd's Rep. FC Plus 12
Tax avoidance - Fraud - Judicial review - HMRC - Lawfulness of search and seizure warrants - Whether reasonable grounds for obtaining search warrants - Police and Criminal Evidence Act 1984, section 9, Schedule 1
R (LONDON BOROUGH OF HARINGEY) v ROTH
[2021] Lloyd's Rep. FC Plus 13
Breach of Planning Enforcement Notice - Confiscation proceedings - Statutory offences - Benefit from criminal conduct - Credit for guilty plea - Town and County Planning Act 1990, section 179 - Form of summons
NATIONAL CRIME AGENCY v AZIZ AND OTHERS
[2021] Lloyd's Rep. FC Plus 14
Proceeds of crime - Mutual legal assistance - Prohibition orders - Forfeiture - Recovery of misappropriated funds - Property acquired with misappropriated funds - Suspicious activity reports - Proceeds of Crime Act 2002 (External Requests and Orders) Order 2005 (SI 2005 No 3181), article 141A
SPORTS DIRECT INTERNATIONAL PLC v FINANCIAL REPORTING COUNCIL
[2021] Lloyd's Rep. FC Plus 15
Legal professional privilege ("LPP") - Financial Reporting Council ("FRC") - Power to require provision of information - Disclosure - Statutory Auditors and Third Country Auditors Regulations 2016 (SI 2016 No 649) ("SATCAR") – Audit Enforcement Procedure ("AEP")
R (KBR INC) v DIRECTOR OF THE SERIOUS FRAUD OFFICE
[2021] Lloyd's Rep. FC Plus 16
Criminal Justice Act 1987, section 2 - Extra-territoriality - Investigative powers
R v LOWTHER AND OTHERS
[2021] Lloyd's Rep. FC Plus 17
Appeal - Confiscation - Proceeds of Crime Act 2002, section 10 ("POCA") - Criminal lifestyle assumptions
OM v OKRAZHNA PROKURATURA – HASKOVO, APELATIVNA PROKURATURA – PLOVDIV
[2021] Lloyd's Rep. FC Plus 18
EU law - Preliminary ruling - Instrumentalities of crime - Third party rights - EU Charter of Fundamental Rights, article 47
R (THE ENVIRONMENT AGENCY) v RYDER AND ANOTHER
[2021] Lloyd's Rep. FC Plus 19
Appeal - Confiscation - Proceeds of Crime Act 2002 - Pecuniary advantage - Jurisdiction - Environmental Permitting (England and Wales) Regulations 2010 (SI 2010 No 675), regulations 12(1)(a) and 38(1)(a)
MENG v HSBC BANK PLC AND OTHERS
[2021] Lloyd's Rep. FC Plus 20
Civil evidence - Bankers' Books Evidence Act 1879 - Foreign proceedings - Extra-territorial jurisdiction - Legal proceeding - Other records - Discretion
R v AKLE AND OTHERS
[2021] Lloyd's Rep. FC Plus 21
Abuse of process - Prosecutorial misconduct - Circumstances in which an individual may be deemed a Covert Human Intelligence Source - Regulation of Investigatory Powers Act 2000, section 26 - Admissibility of evidence relating to a co-defendant's guilty plea
COLLINS v DIRECTOR OF PUBLIC PROSECUTIONS
[2021] Lloyd's Rep. FC Plus 22
Proceeds of crime - Confiscation proceedings - Hidden assets order - Co-defendants - Article 1 Protocol 1, ECHR - Proportionality - Joint liability - Default terms - Warrants of commitment - Proceeds of Crime Act 2002 - Statutory purpose
R v SHUNJIAN JIANG
[2021] Lloyd's Rep. FC Plus 23
Money laundering - Money Laundering Regulations 2007 - Proceeds of Crime Act 2002 - Confiscation proceedings - Criminal property
DIRECTOR OF PUBLIC PROSECUTIONS v BAXTER
[2021] Lloyd's Rep. FC Plus 24
Cash forfeiture in Ireland - Powers of search - Liability to forfeiture - Discretion not to order forfeiture where search unlawful
FEDERAL REPUBLIC OF NIGERIA v JP MORGAN CHASE BANK NA
[2021] Lloyd's Rep. FC Plus 25
Banking - Duty of care - Quincecare duty - Knowledge - Disclosure - Extended disclosure - CPR PD 51U
HER MAJESTY’S ATTORNEY GENERAL v LGL TRUSTEES LTD
[2021] Lloyd's Rep. FC Plus 26
Money laundering - Sentencing - Trust company - Customer due diligence - Politically exposed person - High-risk transaction - Risk assessment and management - Failure to recognise and respond to risk that trust structure might be used for embezzlement - Failure to properly identify and verify the corporate customer's controllers - Proceeds of Crime (Jersey) Law 1999, article 37(4) - Money Laundering (Jersey) Order 2008, articles (11)(1)(f) and 13(1)(a)
DIRECTOR OF THE SERIOUS FRAUD OFFICE v AMEC FOSTER WHEELER ENERGY LTD
[2021] Lloyd's Rep. FC Plus 27
Deferred Prosecution Agreements - Conspiracy to make corrupt payments - Failure to prevent bribery - Crime and Courts Act 2013, section 45 and Schedule 17
BALAZ v DISTRICT COURT OF ZVOLEN (SLOVAKIA)
[2021] Lloyd's Rep. FC Plus 28
Extradition - Money laundering - Fraud - Jurisdiction - Extra-territoriality - Whether conduct constituted an extra-territorial offence
LENNON AND ANOTHER v ENGLEFIELD AND OTHERS
[2021] Lloyd's Rep. FC Plus 29
Professional negligence - Conveyancing - Money Laundering Regulations 2007 (SI 2007 No 2157) - Solicitors Regulatory Authority Code of Conduct - Client money - Duty of care - Undue influence - Causation - Professional indemnity insurance - Exclusions - Recoverable loss
PARKER v FINANCIAL CONDUCT AUTHORITY AND ANOTHER, MOORE AND ANOTHER (INTERESTED PARTY)
[2021] Lloyd's Rep. FC Plus 30
Proceeds of Crime Act 2002 - Confiscation orders - Compensation orders - Third party beneficial interest in property - Common interest constructive trust
R v JUSTYNA PARCZEWSKA
[2021] Lloyd's Rep. FC Plus 31
Proceeds of crime - Assessment of benefit - Factual findings - Relationship with sentence
R v LOUANJLI
[2021] Lloyd's Rep. FC Plus 32
Appeal against conviction - Fraud - Money laundering - Exclusion of evidence - Relevance - Power to allow evidence of defendant via video link
AA AND OTHERS v BB AND ANOTHER
[2021] Lloyd's Rep. FC Plus 33
Worldwide freezing orders - Criminal restraint orders - Serious Fraud Office - Proceeds of Crime Act 2002 - Whether criminal restraint order prohibited worldwide freezing order - Risk of dissipation
TODOROV AND OTHERS v BULGARIA
[2021] Lloyd's Rep. FC Plus 34
Criminal confiscation - Asset recovery - Proof - Presumptions - Extended confiscation regime - Proportionality - European Convention on Human Rights, Article 1 of Protocol No 1 (A1P1)
LONDON BOROUGH OF BARNET v KAMYAB
[2021] Lloyd's Rep. FC Plus 35
Proceeds of crime - Breaches of enforcement notices - Prosecutor's appeal against a confiscation order - Whether confiscation order can be remitted to the Crown Court for redetermination on appeal by the Prosecutor
LONDON BOROUGH OF BARNET v KAMYAB
[2021] Lloyd's Rep. FC Plus 36
Proceeds of crime - Variation of confiscation order - Appeal by prosecutor when order made - Court of Appeal hearing application to vary under POCA 2002, section 32(1)
STANFORD INTERNATIONAL BANK LTD (IN LIQUIDATION) v HSBC BANK PLC
[2021] Lloyd's Rep. FC Plus 37
Dishonest assistance - Claim for loss - Appeal against strike out - Test of dishonesty for corporations - Need to identify dishonest directing minds - Basis for blind-eye knowledge
ASIF v DITTA AND ANOTHER
[2021] Lloyd's Rep. FC Plus 38
Private prosecutions - Fraud - Stay of proceedings - Appeal against a terminatory ruling - Costs
R v SEED
[2021] Lloyd's Rep. FC Plus 39
Proceeds of Crime Act 2002 - Confiscation - Available amount - Possessory title
FRENSHAM v FINANCIAL CONDUCT AUTHORITY
[2021] Lloyd's Rep. FC Plus 40
Financial Conduct Authority - Decision Notice - Non-financial misconduct - Fit and Proper test - Criminal convictions
THE STATE OF QATAR v BANQUE HAVILLAND SA (A COMPANY INCORPORATED UNDER THE LAWS OF LUXEMBOURG) AND ANOTHER
[2021] Lloyd's Rep. FC Plus 41
Civil evidence - Investigations - Litigation privilege